Informal and student-friendly, Securities Regulation combines clear introductions with examples and explanations that test students' understanding of concepts and give them practice applying the law to fact patterns;many drawn from current events. Classroom-tested over five editions, this popular study guide explains the basics of securities regulation and then proceeds in more detail on specific topics.
In the Fifth Edition, new examples are drawn from news stories such as the Bernie Madoff Ponzi scheme and the subprime mortgage crisis. This revision also addresses financial reform legislation and recent Supreme Court rulings concerning the statute of limitations, the liability of secondary actors, and jurisdiction over foreign fraud.
basic coverage of the full range of securities regulation topics
examples drawn from current events, such as public offerings by Google, the roles of lawyers and accountants in Enron, and fraud litigation involving mortgage-backed derivatives
the proven-effective Examples & Explanations series pedagogy
Updated throughout, the Fifth Edition provides:
recent Supreme Court cases
Merck & Co. v. Reynolds, on statute of limitations
Stoneridge v. Scientific-Atlanta, on liability of secondary actors
Morrison v. National Australia Bank, on jurisdiction over foreign fraud
an overview of new securities reforms
credit rating agency regulation and liability
pay clawbacks after financial restatements
regulation of hedge funds and private equity funds
expanded ESEC enforcement powers
additional charts and diagrams that summarize the Dodd-Frank law, 10b-5 procedures, and foreign jurisdiction cases
new and updated examples and explanations based on the Madoff scheme, fraud in selling mortgage-backed securities, and liability for inaccurate credit ratings
Alan R. Palmiter
Brand: Aspen Publishers
Used Book in Good Condition
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